Chapelle | Risk Insights

Don't Tell Your Regulator... (2)

Written by Andrew Sheen | Feb 10, 2021 8:00:00 AM

"We use Excel to oversee our risks"

This blog is one of a series designed to identify common mistakes made by firms. It explains why the mistake is damaging and could lead to regulatory sanctions, a capital add-on and even a skilled persons review (S166). If you are making this mistake then you need to change your practice.