Level: Beginner - Intermediate
Format: Online - Live Interactive
To register for this training, fill in the form available in the course brochure downloadable below or directly at the bottom of this webpage.
1:00pm - 4:30pm BST (London)
Another Masterclass on Operational Resilience will be delivered earlier in September 2021.
Do you have any questions about this course?
We will be happy to answer any queries regarding our training portfolio. We also offer bespoke training to cater to specific organisational needs.
Taught by former UK regulators, this Masterclass course delivered over 3 half-days demystifies regulatory visits, clarifies regulatory expectations, and prepares firms for a better relationship with their regulatory bodies, whether in the UK or anywhere in the world.
At its centre is an interactive case study (over days 2 and 3) of a simulated visit to review operational risk management, where delegates will role-play a visit from receipt of the letter and pre-visit information request through to the day of the visit and post-visit actions and learnings.
After the course, participants will know about:
Global and UK regulatory structure and institutions and post GFC Reforms
Prudential and Conduct Supervision
FCA and PRA – organisation, statutory objectives and key activities
Accountability – UK SM&CR regime and the 3LOD
Conduct and Culture
Building a reputation for identifying problems and fixing them
Supervisory tools e.g. information requests, supervisory or specialist team visits, capital add-ons, S166, enforcement.
The Masterclass costs 870 £ and is intended for experienced stakeholders from a variety of audiences, including: