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Blog

Don't Tell Regulators (6): I'm an SMCR but don’t know what that means

This blog is one of a series designed to identify common mistakes made by firms. It explains why the mistake is damaging and could lead to regulatory..
Blog

Don't Tell Your Regulator... (5)

"We didn't read..."
Article Award

Finance Awards 2020: Best Risk Management Advisory & Training Firm, EU

In 2017, Ariane Chapelle told an audience of sceptical financial professionals at a conference in Vienna that operational risk would in time become a greater..
Blog

Don't Tell Your Regulator (4): We have an ORM framework but can't show

This blog is one of a series designed to identify common mistakes made by firms. It explains why the mistake is damaging and could lead to regulatory..
Blog

Don't Tell Regulators (3): We use scenarios for capital purposes only

This blog is one of a series designed to identify common mistakes made by firms. It explains why the mistake is damaging and could lead to regulatory..
Blog

How to Build Operational Resilience

The importance of operational resilience has been dramatically underlined by COVID-19. Regulation is demanding. This blog demystifies resilience by..
Blog

Don't Tell Your Regulator... (2)

"We use Excel to oversee our risks"
Blog

Don't Tell Your Regulator....

"We don’t capture all our key risks"
Blog

How to Set Up Robust Risk Governance Framework

When I first became a bank supervisor, I was surprised by the number of firms that had failed to establish effective and robust risk governance. Now, over 20..
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